- Series 66 Exam-Focused Information
- Notes and Tips
- Chapter Exams with Detailed Explanatons
- Final Exams with Detailed Explanations
- Study CD with Many Features
Product Description
The Series 66 exam is a combination of the Blue-Sky license (Series 63) and the Investment Advisers exam (Series 65).
co-requisite: Series 7
The Series 66 book covers: Definition of terms, registration requirements (broker-dealers, agents and investment advisers), investment objectives, strategies, regulation of securities, ethics, rule enforcement, fraudulent and prohibited practices.
It’s not by accident that we have created what professionals in the securit… More >>
Series 66 Textbook with Study CD
Tags: 65 co, blue sky, broker dealers, investment advisers, investment objectives, registration requirements, securit, Series, series 63, series 66 exam, Study, study cd, textbook